U.S. Securities and Exchange Commission

Results: 20323



#Item
581Finance / 73rd United States Congress / United States Securities and Exchange Commission / Stock market / Securities Exchange Act / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / Insider trading / Securities and Exchange Commission / United States securities law / Financial economics / Financial system

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 29, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-05-29 17:13:13
582Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Short selling / Security / Securities Act / Investment Company Act / Short / U.S. Securities and Exchange Commission / United States securities law / Finance / Business

C.L. "BUTCH" OTTER IDAHO Governor

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Source URL: www.finance.idaho.gov

Language: English - Date: 2014-09-02 09:53:06
583Private equity / Corporate finance / Venture capital / Funds / Angel investor / Securities offering / Form D / Investor / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

Louisiana Venture and Angel Capital Report Spring 2015 Graffagnini, A Law Corporation 127 Camp Street New Orleans, Louisiana 70130

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Source URL: graffagninilaw.com

Language: English - Date: 2015-03-24 12:11:15
584Finance / Financial regulation / Accredited investor / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Investor / Regulation D / Financial economics / Investment / Economics

Client Alert April 20, 2015 Changes to the Definition of “Accredited Investor” Can the SEC Promote Both Investor Protection and Access to Capital by Revising the

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Source URL: www.mh-llp.com

Language: English - Date: 2015-04-20 13:09:59
585SEC filings / Government / Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities and Exchange Commission / Financial regulation / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 21, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-05-20 19:01:01
586Financial system / 73rd United States Congress / United States Securities and Exchange Commission / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Securities Exchange Act / Derivative / Securities Act / Financial regulation / Financial economics / United States securities law

Proposed Rule: Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected with a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed By Personnel Located in a

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Source URL: edgar.sec.gov

Language: English - Date: 2015-05-11 17:13:17
587Securities Investor Protection Corporation / U.S. Securities and Exchange Commission / Collective investment scheme / Short / Michael Quigley / Financial economics / Investment / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 28, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-05-28 12:14:11
588United States securities law / Financial economics / SEC filings / Financial statement / MTS / Securities Act / Ukraine / U.S. Securities and Exchange Commission / Stock exchange / Finance / Business / Stock market

file://C:16513056797_P66508CHE_2189869s56-1-ba.htm

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Source URL: www.mtsgsm.com

Language: English - Date: 2007-06-25 12:08:24
589Order / U.S. Securities and Exchange Commission / Regulation D / Economy of the United States / Investment / Financial economics / United States Securities and Exchange Commission / Chicago Stock Exchange / Regulation NMS

April 27, 2015 MRChicago Stock Exchange, Inc. Market Regulation Department Information Memorandum

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Source URL: www.chx.com

Language: English
590Securities and Exchange Commission Form 10-Q / U.S. Securities and Exchange Commission / Government / Financial regulation / Finance / SEC filings / Form 10-K / Securities Exchange Act

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 18, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-05-18 14:58:07
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